Spencer Yu Cheong Leung

梁裕昌
CE No. AML738 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Yu Cheong Leung (梁裕昌), a licensed Representative with CE reference AML738. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.1 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Basis Asset Management Limited
格致資產管理有限公司
Rep Type 4 - Advising on securities 2026-06-24 present
Basis Asset Management Limited
格致資產管理有限公司
Rep Type 9 - Asset management 2026-06-24 present
Dynasty Alliance Investment Management Limited
匯霸致遠投資管理有限公司
RO Type 4 - Advising on securities 2022-10-19 2026-05-04
Dynasty Alliance Investment Management Limited
匯霸致遠投資管理有限公司
RO Type 9 - Asset management 2022-10-19 2026-05-04
Dynasty Alliance Investment Management Limited
匯霸致遠投資管理有限公司
Rep Type 4 - Advising on securities 2022-08-16 2022-10-19
Dynasty Alliance Investment Management Limited
匯霸致遠投資管理有限公司
Rep Type 9 - Asset management 2022-08-16 2022-10-19
Alphalex Capital Management (HK) Limited
石壁投資管理(香港)有限公司
RO Type 4 - Advising on securities 2018-12-06 2022-06-30
Alphalex Capital Management (HK) Limited
石壁投資管理(香港)有限公司
RO Type 9 - Asset management 2018-12-06 2022-06-30
Alphalex Capital Management (HK) Limited
石壁投資管理(香港)有限公司
Rep Type 4 - Advising on securities 2018-11-23 2018-12-06
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2008-05-09 2018-06-01
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2006-08-30 2008-04-11
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2006-05-26 2006-06-22
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2005-09-15 2006-04-28

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