Spencer Yu Cheong Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Yu Cheong Leung (梁裕昌), a licensed Representative with CE reference AML738. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-24 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-24 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-19 | 2026-05-04 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 - Asset management | 2022-10-19 | 2026-05-04 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-16 | 2022-10-19 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-16 | 2022-10-19 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-23 | 2018-12-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-05-09 | 2018-06-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-30 | 2008-04-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-26 | 2006-06-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-15 | 2006-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Spencer Yu Cheong Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.