San Seng Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for San Seng Lim (林新盛), a licensed Representative with CE reference BOP228. Currently licensed at 1 firm(s): Hansui Capital Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-13 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-13 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 9 - Asset management | 2025-05-13 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-17 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-17 | 2025-03-24 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-17 | 2025-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as San Seng Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.