Hong Hsieh
謝航
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Hsieh (謝航), a licensed former licensee with CE reference BQN200. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-16 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-16 | 2026-01-28 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-16 | 2026-01-28 |