Alvin Chi Wai Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Chi Wai Cheung (張智威), a licensed Responsible Officer with CE reference ALO011. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-23 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-23 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-14 | 2019-07-23 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-14 | 2019-07-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-17 | 2005-04-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-17 | 2005-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Chi Wai Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.