Philip Yin Loong Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Yin Loong Cheung (張恩龍), a licensed Responsible Officer with CE reference AKY122. Currently licensed at 1 firm(s): Nuvama Investment Advisors (Hongkong) Private Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 19.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Type 1 - Dealing in securities | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Type 2 - Dealing in futures contracts | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Type 4 - Advising on securities | 2020-04-14 | present |
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Type 5 - Advising on futures contracts | 2020-04-14 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | 2019-11-21 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-24 | 2019-11-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-14 | 2018-03-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-18 | 2018-03-14 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-18 | 2018-03-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2016-08-18 | 2018-03-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-05 | 2015-05-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-03-05 | 2015-05-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-10 | 2015-05-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-03 | 2010-07-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2005-09-06 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-16 | 2004-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Yin Loong Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.