Li-Wen Wang
汪立文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Wen Wang (汪立文), a licensed Responsible Officer with CE reference AGP525. Currently licensed at 1 firm(s): CC Kingdom Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 22.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-05-09 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-10 | 2023-05-09 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-02-08 | 2023-02-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-04-26 | 2016-10-26 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-26 | 2023-02-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-26 | 2016-04-26 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | 2011-08-26 | 2023-02-28 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-17 | 2011-01-01 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-17 | 2011-01-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-18 | 2010-07-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-18 | 2010-07-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-14 | 2008-12-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-14 | 2008-12-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-14 | 2008-12-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 9 - Asset management | 2003-07-14 | 2003-11-05 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-14 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-14 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-14 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li-Wen Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.