Arthur Tsz Yan Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Tsz Yan Kan (簡子欣), a licensed Responsible Officer with CE reference AGO945. Currently licensed at 1 firm(s): Grande Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.9 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grande Capital Limited 均富資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-04 | present |
| Grande Capital Limited 均富資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-11-20 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-06 | 2025-07-04 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-09-06 | 2024-11-20 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-08 | 2024-08-15 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-06-08 | 2024-08-15 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-11 | 2022-06-08 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-28 | 2022-02-07 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-18 | 2021-05-07 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-16 | 2018-10-05 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-09-16 | 2018-10-05 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-30 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-10 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-10 | 2015-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-10 | 2015-01-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-07 | 2014-11-08 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-09-02 | 2014-11-08 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-11-26 | 2013-08-30 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2008-11-26 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Tsz Yan Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.