Roger Lee
李秉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lee (李秉德), a licensed former licensee with CE reference ADB067. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| H S Asset Management Limited 和信資產管理有限公司 |
RO | Type 9 — Asset management | 2007-11-26 | 2008-08-07 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 — Asset management | 2004-07-14 | 2007-09-07 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-14 |