Roger Lee
李秉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Lee (李秉德), a licensed former licensee with CE reference ADB067. This person has 5.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| H S Asset Management Limited 和信資產管理有限公司 |
RO | Type 9 - Asset management | 2007-11-26 | 2008-08-07 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 - Asset management | 2004-07-14 | 2007-09-07 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.