Ka Lai Yeung
楊嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Yeung (楊嘉麗), a licensed former licensee with CE reference AQT139. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-10 | 2015-12-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-10 | 2015-12-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-10 | 2015-12-31 |
| Fulbright Capital Limited 富昌融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-22 | 2014-11-08 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-03-31 | 2009-02-06 |