Yin Lam Ng
吳彥霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Lam Ng (吳彥霖), a licensed Representative with CE reference AGK085. Currently licensed at 1 firm(s): Sirenia Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirenia Capital Limited 浩泓資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-06 | present |
| Sirenia Capital Limited 浩泓資本有限公司 |
Rep | Type 9 - Asset management | 2026-08-06 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-25 | 2026-04-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-09 | 2022-01-11 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-09 | 2022-01-11 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-31 | 2021-01-31 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-31 | 2021-01-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-06 | 2017-05-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-07 | 2013-04-27 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-05 | 2009-01-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-05 | 2009-01-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-17 | 2005-01-05 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-17 | 2005-01-05 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-03 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-03 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Lam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.