Peter Edward Liu
劉道生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Edward Liu (劉道生), a licensed former licensee with CE reference AGG710. This person has 0.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-09-22 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-09-22 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-12 | 2006-02-06 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-04-12 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | 2005-04-12 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 - Asset management | 2005-04-12 | 2006-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Edward Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.