Chun Pong Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong Chiu (趙振邦), a licensed Responsible Officer with CE reference AFY720. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.5 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-10 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-11-18 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-14 | 2022-11-18 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-09 | 2022-07-03 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-24 | 2021-07-09 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-11 | 2021-05-04 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-11 | 2021-05-04 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-15 | 2020-08-11 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-15 | 2020-08-11 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-15 | 2021-05-04 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-19 | 2019-07-19 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2019-02-19 | 2019-07-19 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-02-19 | 2019-07-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2019-02-19 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2019-02-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-09 | 2019-02-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-05 | 2008-12-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-05 | 2008-12-02 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-12 | 2007-09-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-12 | 2007-09-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-12 | 2007-09-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Pong Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.