Kin Yan Chan
陳建因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Chan (陳建因), a licensed former licensee with CE reference BIJ852. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Impression Investment Limited 印象投資有限公司 |
Rep | Type 9 — Asset management | 2021-07-15 | 2022-06-03 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-02 | 2021-04-29 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-22 | 2021-04-29 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-22 | 2021-04-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2020-03-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-14 | 2020-03-06 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-14 | 2020-03-31 |