Suet Kan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Kan Wong (黃雪勤), a licensed Responsible Officer with CE reference AFM440. Currently licensed at 1 firm(s): National Resources Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 - Advising on securities | 2026-04-15 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 - Asset management | 2026-04-15 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-05-20 | present |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-05-20 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Kan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.