Chun Wai Lau
劉振威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Lau (劉振威), a licensed Responsible Officer with CE reference AFK569. Currently licensed at 1 firm(s): Essence Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 34.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Essence Capital Limited 易升資本有限公司 |
RO | Type 4 - Advising on securities | 2026-04-22 | present |
| Essence Capital Limited 易升資本有限公司 |
RO | Type 9 - Asset management | 2026-04-22 | present |
| Grand Rich Capital Limited 鈞富資本有限公司 |
RO | Type 4 - Advising on securities | 2025-03-28 | 2026-02-25 |
| Grand Rich Capital Limited 鈞富資本有限公司 |
RO | Type 9 - Asset management | 2025-03-28 | 2026-02-25 |
| JQ Investments (HK) Limited |
RO | Type 4 - Advising on securities | 2023-02-27 | 2023-09-30 |
| JQ Investments (HK) Limited |
RO | Type 9 - Asset management | 2021-02-05 | 2023-09-30 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-11 | 2021-01-26 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-13 | 2021-01-26 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-13 | 2021-01-26 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-22 | 2019-03-13 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-22 | 2019-03-13 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-24 | 2019-02-15 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 - Asset management | 2018-08-24 | 2019-02-15 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-08 | 2018-08-24 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-08 | 2018-08-24 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-05 | 2018-07-15 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-05 | 2018-07-15 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-11-30 | 2018-06-30 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 9 - Asset management | 2016-11-30 | 2018-06-30 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-18 | 2016-02-18 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-18 | 2016-02-18 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2006-01-20 | 2007-03-04 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-09 | 2006-01-20 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
RO | Type 4 - Advising on securities | 2005-03-15 | 2005-10-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-24 | 2004-10-12 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-24 | 2004-10-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-07 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-07 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-07 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-07 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-07 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.