Lai San Wong
王麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai San Wong (王麗珊), a licensed former licensee with CE reference AEZ574. This person has 21.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2016-02-11 | 2026-05-29 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-14 | 2026-05-29 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-11-08 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-11-08 | 2011-03-31 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-11-08 | 2008-07-09 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-08 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-07 |
| Brown Brothers Harriman (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai San Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.