Raphael Ngai Wang Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Ngai Wang Wu (胡毅弘), a licensed Responsible Officer with CE reference AEX848. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 - Advising on securities | 2016-08-01 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 - Asset management | 2016-08-01 | present |
| AP Asset Management (HK) Limited | RO | Type 1 - Dealing in securities | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | RO | Type 9 - Asset management | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2014-12-31 | 2015-02-24 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2014-12-31 | 2015-02-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-16 | 2011-11-21 |
| Amundi Asset Management | Rep | Type 4 - Advising on securities | 2004-07-01 | 2008-01-01 |
| Amundi Asset Management | Rep | Type 9 - Asset management | 2004-07-01 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-11-21 |
| Credit Agricole Asset Management | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2011-11-21 |
| Credit Agricole Asset Management | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raphael Ngai Wang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.