Claude Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claude Chen ( ), a licensed former licensee with CE reference AKY493. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-23 | 2010-01-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2004-09-23 | 2010-01-07 |
| Amundi Asset Management | RO | Type 4 — Advising on securities | 2004-09-23 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2004-09-23 | 2010-01-07 |
| Amundi Asset Management | RO | Type 9 — Asset management | 2004-09-23 | 2008-01-01 |