Lai Heng Chin
陳麗卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Heng Chin (陳麗卿), a licensed former licensee with CE reference AEN537. This person has 14.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AsiaVest Partners Limited 南亞投資管理有限公司 |
RO | Type 9 - Asset management | 2016-12-16 | 2022-12-16 |
| DES Asset Management Limited |
RO | Type 9 - Asset management | 2015-03-03 | 2016-06-30 |
| SAIL Advisors Limited | RO | Type 4 - Advising on securities | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | RO | Type 9 - Asset management | 2009-09-09 | 2011-01-29 |
| SAIL Advisors Limited | Rep | Type 4 - Advising on securities | 2009-06-01 | 2009-09-09 |
| SAIL Advisors Limited | Rep | Type 9 - Asset management | 2009-06-01 | 2009-09-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-03 | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2009-02-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Heng Chin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.