Andrew Nan Sherrill

南國熙
CE No. ABR572 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Nan Sherrill (南國熙), a licensed former licensee with CE reference ABR572. This person has 19.5 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
AsiaVest Partners Limited
南亞投資管理有限公司
RO Type 9 - Asset management 2016-12-16 2022-12-16
SPDB International Investment Management Limited
浦銀國際投資管理有限公司
RO Type 4 - Advising on securities 2016-03-14 2016-09-30
SPDB International Investment Management Limited
浦銀國際投資管理有限公司
RO Type 9 - Asset management 2016-03-14 2016-09-30
SPDB International Capital Limited
浦銀國際融資有限公司
RO Type 6 - Advising on corporate finance 2015-10-13 2016-09-30
SPDB International Holdings Limited
浦銀國際控股有限公司
RO Type 4 - Advising on securities Pre-2003 2015-10-27
SPDB International Holdings Limited
浦銀國際控股有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2015-10-27
SPDB International Holdings Limited
浦銀國際控股有限公司
RO Type 9 - Asset management Pre-2003 2015-10-27

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