Andrew Nan Sherrill
南國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Nan Sherrill (南國熙), CE reference ABR572. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AsiaVest Partners Limited 南亞投資管理有限公司 |
RO | Type 9 — Asset management | 2016-12-16 | 2022-12-16 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-14 | 2016-09-30 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 — Asset management | 2016-03-14 | 2016-09-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-13 | 2016-09-30 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 4 — Advising on securities | present | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 9 — Asset management | present | 2015-10-27 |