Man Fai Ngai

倪文輝
CE No. AEE761 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Ngai (倪文輝), a licensed former licensee with CE reference AEE761. This person has 14.1 years of SFC licence history. Total licence records on file: 19.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Risen Family Office Limited
潤晟家族辦公室有限公司
Rep Type 4 - Advising on securities 2020-09-15 2021-05-04
Risen Family Office Limited
潤晟家族辦公室有限公司
Rep Type 9 - Asset management 2020-09-15 2021-05-04
Hongkong Yifu International Futures Limited
香港易福國際期貨有限公司
RO Type 2 - Dealing in futures contracts 2018-10-18 2019-02-28
Huajin Futures (International) Limited
華金期貨(國際)有限公司
RO Type 2 - Dealing in futures contracts 2017-12-21 2018-10-15
Huajin Securities (International) Limited
華金證券(國際)有限公司
Rep Type 1 - Dealing in securities 2016-07-07 2018-10-15
Huajin Futures (International) Limited
華金期貨(國際)有限公司
Rep Type 2 - Dealing in futures contracts 2016-07-07 2017-12-21
Huajin Research (International) Limited
華金研究(國際)有限公司
Rep Type 4 - Advising on securities 2016-07-07 2018-10-15
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-04-22 2015-04-01
HSBC Futures (Singapore) Pte Ltd Rep Type 5 - Advising on futures contracts 2008-03-27 2012-03-23
HSBC Futures (Singapore) Pte Ltd Rep Type 2 - Dealing in futures contracts 2008-03-18 2012-03-23
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2006-05-19 2007-11-08
HSBC Securities (Asia) Limited Rep Type 1 - Dealing in securities 2004-06-17 2005-11-14
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2004-06-17 2006-03-31
HSBC Futures (Singapore) Pte Ltd Rep Type 2 - Dealing in futures contracts 2004-06-17 2006-03-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-10-09
Newedge Broker Limited
新際經紀有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-10-09
Newedge Broker Limited
新際經紀有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-09
Newedge Broker Limited
新際經紀有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-10-09
Newedge Broker Limited
新際經紀有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Fai Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wing Wah Wong HSBC Broking Futures (Hong Kong) Limited 2005–2015
Hon Fai Cheng HSBC Broking Futures (Hong Kong) Limited 2004–2013
James Chung Yin Wong HSBC Broking Futures (Hong Kong) Limited 2004–2012
Allan Hung Yat Shen HSBC Broking Futures (Hong Kong) Limited 2004–2012
Lai Sum Christina Liu Huajin Research (International) Limited 2016–2018
Antony John Shaw HSBC Futures (Singapore) Pte Ltd 2004–2012
Tsz Cheuk Wong HSBC Broking Futures (Hong Kong) Limited 2005–2015
Craig Anthony Robertson HSBC Futures (Singapore) Pte Ltd 2004–2009
Siu Lun Leung HSBC Broking Futures (Hong Kong) Limited 2004–2013
Sheung Mui Liao HSBC Broking Futures (Hong Kong) Limited 2004–2013
Kum Hing Li HSBC Broking Futures (Hong Kong) Limited 2004–2013
Ping Sum Tam HSBC Futures (Singapore) Pte Ltd 2006–2012
King Wai Lam HSBC Broking Futures (Hong Kong) Limited 2007–2015
Ricky Wing Kin Choi HSBC Broking Futures (Hong Kong) Limited 2004–2012
Alexander Paul Quaas HSBC Futures (Singapore) Pte Ltd 2006–2012
Hong Yeung Ng HSBC Broking Futures (Hong Kong) Limited 2005–2013
Kwun Wa Ng HSBC Broking Futures (Hong Kong) Limited 2005–2013
Kaiser Wing Kai Choi Huajin Research (International) Limited 2016–2018
Kwok Fai Yu HSBC Broking Futures (Hong Kong) Limited 2005–2013
Russell William Beattie HSBC Futures (Singapore) Pte Ltd 2004–2007

Related