Kenneth Kar Ming Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kar Ming Lee (李嘉明), a licensed Responsible Officer with CE reference AED932. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 12.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-11-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-10 | 2020-11-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-10 | 2020-11-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-09-10 | 2020-11-25 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-05 | 2020-06-16 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2017-04-05 | 2020-06-16 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-09-19 | 2017-03-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-20 | 2013-06-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-20 | 2013-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Kar Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.