Chih Yee Yap
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih Yee Yap ( ), a licensed former licensee with CE reference AJB201. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | 2017-02-28 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-19 | 2015-10-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-09 | 2013-05-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-09 | 2012-02-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2011-08-09 |
| JL Capital (Hong Kong) Pte Limited |
Rep | Type 9 — Asset management | 2007-11-01 | 2008-07-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-14 | 2006-07-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-14 | 2004-12-06 |