Chiu Wah Yeu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wah Yeu (姚昭華), a licensed Representative with CE reference ADR463. Currently licensed at 2 firm(s): SBI China Capital Financial Services Limited, SBI China Capital Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.7 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-17 | present |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-17 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-02-12 | 2026-05-22 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-20 | 2026-05-22 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-20 | 2026-02-12 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-05-05 | 2025-09-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-04 | 2025-09-30 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-03-04 | 2022-05-05 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-06-16 | 2021-08-31 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-10 | 2021-08-31 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-06-10 | 2020-06-16 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-12 | 2020-01-18 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-12-12 | 2020-01-18 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-15 | 2014-11-08 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-07-15 | 2014-11-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-12-01 | 2014-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-28 | 2014-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-28 | 2006-12-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-27 | 2006-09-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-12-09 | 2006-09-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Wah Yeu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.