Wai Chi Wong

黃偉志
CE No. ADI950 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Wong (黃偉志), a licensed former licensee with CE reference ADI950. This person has 19.3 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Valuable Capital Limited
華盛資本証券有限公司
Rep Type 1 - Dealing in securities 2020-12-28 2022-10-02
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 - Dealing in securities 2015-02-11 2020-11-30
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2007-09-12 2015-01-19
BOCOM International Holdings Company Limited
交銀國際控股有限公司
Rep Type 1 - Dealing in securities 2006-05-30 2008-03-03
SPS Securities Limited
新寶城證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-05-03
SPS Investment Services Limited
新寶城投資顧問有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-10-02
SPS Securities Limited
新寶城證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-09-27
SPS Securities Limited
新寶城證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-09-27
SPS Securities Limited
新寶城證券有限公司
Rep Type 9 - Asset management Pre-2003 2006-05-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chi Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Ching Lam China Industrial Securities International Brokerage Limited 2015–2020
Chu Ping Yuen China Industrial Securities International Brokerage Limited 2015–2020
Kwong Ching Wong China Industrial Securities International Brokerage Limited 2015–2020
Johnson Chun Kuen Tang China Industrial Securities International Brokerage Limited 2015–2020
Cora Shun Yue Tse China Industrial Securities International Brokerage Limited 2015–2020
Mandy Man Wai Lee China Industrial Securities International Brokerage Limited 2015–2020
Ying Suet Yeung China Industrial Securities International Brokerage Limited 2015–2020
Yung Pang Wong China Industrial Securities International Brokerage Limited 2015–2020
Ching Wong Sze China Industrial Securities International Brokerage Limited 2015–2020
Tsan Wai Lee China Industrial Securities International Brokerage Limited 2015–2020
Lai Fong Tsui China Industrial Securities International Brokerage Limited 2015–2020
Judy Shin Kwan Cheung China Industrial Securities International Brokerage Limited 2015–2020
Chung Ming Wong China Industrial Securities International Brokerage Limited 2015–2020
Doris Chui Tin Kwok China Industrial Securities International Brokerage Limited 2015–2020
Tung Mui Chan China Industrial Securities International Brokerage Limited 2015–2020
Ka Yee Chow China Industrial Securities International Brokerage Limited 2015–2020
Albert Ming Hing Lam SPS Securities Limited 2003–2006
Kwok Hing Ting SPS Securities Limited 2003–2006
Vincent Chi Ching Lau SPS Securities Limited 2003–2006
Po Chu Chu SPS Securities Limited 2003–2006

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