Geoffrey Man Hon Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Man Hon Lam (林汶翰), a licensed Responsible Officer with CE reference ADI840. Currently licensed at 1 firm(s): PSG Digital Asia Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 33.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PSG Digital Asia Limited | RO | Type 4 - Advising on securities | 2021-05-25 | present |
| PSG Digital Asia Limited | RO | Type 9 - Asset management | 2021-05-25 | present |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-25 | 2024-08-15 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-20 | 2021-05-25 |
| PSG Digital Asia Limited | Rep | Type 4 - Advising on securities | 2021-05-20 | 2021-05-25 |
| PSG Digital Asia Limited | Rep | Type 9 - Asset management | 2021-05-20 | 2021-05-25 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-02 | 2021-05-07 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-28 | 2021-05-07 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | 2021-05-07 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-11 | 2019-04-02 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-06 | 2018-05-31 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-05-20 | 2018-05-31 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-05-20 | 2018-05-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-22 | 2017-03-06 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-16 | 2013-04-22 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-05 | 2011-10-03 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2011-10-03 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2011-09-05 | 2011-10-03 |
| Gen2 Partners Limited 展騰投資管理有限公司 |
RO | Type 9 - Asset management | 2010-01-28 | 2011-03-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2009-04-15 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2009-04-15 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-14 | 2009-04-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-01-14 | 2009-04-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 - Advising on securities | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 - Asset management | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Man Hon Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.