Lumiao Zhao
趙路苗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lumiao Zhao (趙路苗), a licensed former licensee with CE reference ATR659. This person has 6.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-27 | 2018-12-07 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-27 | 2018-12-07 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-05-15 | 2013-09-06 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-05-15 | 2013-09-06 |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 4 - Advising on securities | 2010-11-12 | 2011-09-26 |
| Chubb Investment Management (HK) Limited 安達資產管理(香港)有限公司(以安達財富名義經營業務) |
RO | Type 9 - Asset management | 2010-11-12 | 2011-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lumiao Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.