Junyan Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junyan Wang (王俊彥), a licensed Responsible Officer with CE reference ADA695. Currently licensed at 1 firm(s): China Alpha Fund Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 13.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-08-29 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-08-29 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-17 | 2014-08-29 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-06-17 | 2014-08-29 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-18 | 2011-04-28 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-08-01 | 2014-01-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2008-08-01 | 2014-01-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-04-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-12-31 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-12-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-12-31 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-04-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junyan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.