Zhan Yu
于湛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhan Yu (于湛), a licensed former licensee with CE reference AON846. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-10 | 2024-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-09-10 | 2024-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-25 | 2021-12-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-07 | 2019-09-10 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-09-11 | 2019-01-19 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2010-08-16 | 2014-07-11 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-10-09 | 2010-08-13 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-07-16 | 2009-10-09 |
| Polygon Investment Partners HK Limited |
Rep | Type 9 — Asset management | 2007-02-13 | 2009-05-13 |