Kwong Lee Ma
馬光利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Lee Ma (馬光利), a licensed Responsible Officer with CE reference ACZ438. Currently licensed at 1 firm(s): Westock Securities International (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-11 | present |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2010-06-11 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-02 | 2009-12-07 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-08-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-04 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-04 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Lee Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.