Yan Kuen Law
羅仁權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kuen Law (羅仁權), a licensed former licensee with CE reference AAE016. This person has 18.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-18 | 2021-07-27 |
| RhinoX Limited | Rep | Type 1 - Dealing in securities | 2003-09-08 | 2009-02-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kuen Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.