Thomas Tak Ming Tsang
曾德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Tak Ming Tsang (曾德明), a licensed former licensee with CE reference AGM931. This person has 18.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-09 | 2022-03-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-30 | 2011-07-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-30 | 2011-07-27 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-23 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-23 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-22 |
| KuCoin Commodity Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-22 |
| KuCoin HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-22 |
| KuCoin Commodity Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-22 |
| KuCoin HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Tak Ming Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.