Shing Kwan Wong
黃成坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Kwan Wong (黃成坤), a licensed former licensee with CE reference ACS352. This person has 13.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-04-14 | 2023-10-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-04-14 | 2023-10-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-12 | 2024-02-15 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-12 | 2024-02-15 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-12 | 2024-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-25 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-02 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 - Asset management | 2014-05-02 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-03 | 2014-05-02 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-12-03 | 2014-05-02 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-12 | 2013-10-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-16 | 2013-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Kwan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.