Kim Hung Wong
黃劍雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Hung Wong (黃劍雄), a licensed former licensee with CE reference AUY918. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-12 | 2021-09-15 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-12 | 2021-09-15 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2018-12-12 | 2021-09-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-29 | 2015-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-02-29 | 2015-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-02-29 | 2015-12-15 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-29 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-02 | 2012-02-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-02 | 2012-02-29 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-02 | 2012-02-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2012-02-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2010-08-05 |