Wai Man Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lau (劉威文), a licensed Responsible Officer with CE reference ALW732. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2024-10-07 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-08-20 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-08-20 | 2024-10-07 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-01-27 | 2024-06-04 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-01-27 | 2024-06-04 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-27 | 2015-01-27 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-08-27 | 2015-01-27 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-11-07 | 2012-05-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-10 | 2012-05-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-10 | 2012-05-04 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-20 | 2007-03-16 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2005-06-20 | 2007-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.