Yin Wing Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wing Leung (梁彥頴), a licensed Responsible Officer with CE reference ACD641. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-12 | 2021-02-26 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-12 | 2021-02-26 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-20 | 2020-11-30 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-20 | 2020-11-30 |
| Redbridge Global Strategies Limited | RO | Type 1 - Dealing in securities | 2019-04-25 | 2019-09-20 |
| Redbridge Global Strategies Limited | RO | Type 4 - Advising on securities | 2018-12-13 | 2019-09-20 |
| Redbridge Global Strategies Limited | RO | Type 9 - Asset management | 2018-12-13 | 2019-09-20 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-30 | 2018-11-21 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2018-11-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-04 | 2016-12-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-02 | 2016-12-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-02 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-08-19 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-08-19 | 2016-11-22 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-31 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 - Asset management | 2012-09-14 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-12-21 | 2012-09-14 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2013-11-29 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2013-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Wing Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.