Kam Hing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hing Chan (陳錦興), a licensed Responsible Officer with CE reference ACA649. Currently licensed at 1 firm(s): Win Win Asset Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-11 | present |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-05-02 | present |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-15 | 2025-05-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-20 | 2025-04-09 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-20 | 2025-04-09 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-01 | 2024-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2013-11-01 | 2024-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-06 | 2013-11-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-06 | 2013-11-01 |
| 3V Capital Limited | RO | Type 1 - Dealing in securities | 2006-01-13 | 2013-06-30 |
| 3V Capital Limited | RO | Type 4 - Advising on securities | 2006-01-13 | 2013-06-30 |
| 3V Capital Limited | Rep | Type 1 - Dealing in securities | 2005-10-17 | 2006-01-13 |
| 3V Capital Limited | Rep | Type 4 - Advising on securities | 2005-10-17 | 2006-01-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-06-08 | 2005-10-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 - Advising on securities | 2004-10-09 | 2005-10-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-08 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-08 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-19 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Hing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.