Kwok Chuen Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chuen Tang (鄧國全), a licensed Representative with CE reference ACA602. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-13 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-02-02 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-08-04 | 2023-04-13 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-27 | 2023-04-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-20 | 2008-02-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-20 | 2008-08-04 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-10 | 2006-01-24 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-24 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-20 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-20 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chuen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.