Ka Lai Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Koo (古嘉麗), a licensed Responsible Officer with CE reference ABY402. Currently licensed at 1 firm(s): Imagi Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 - Dealing in securities | 2018-05-25 | present |
| Imagi Brokerage Limited | RO | Type 2 - Dealing in futures contracts | 2018-05-25 | present |
| Imagi Brokerage Limited | RO | Type 4 - Advising on securities | 2018-05-25 | present |
| Imagi Brokerage Limited | RO | Type 5 - Advising on futures contracts | 2018-05-25 | present |
| Imagi Brokerage Limited | RO | Type 9 - Asset management | 2018-05-25 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-23 | 2018-05-20 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-23 | 2018-05-20 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 - Asset management | 2016-11-23 | 2018-05-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-30 | 2016-11-22 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-02-02 | 2016-11-22 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-22 | 2013-03-18 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2012-08-22 | 2015-01-31 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-18 | 2015-01-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2012-05-18 | 2015-01-31 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-16 | 2012-03-09 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2011-09-16 | 2012-03-09 |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 - Asset management | 2007-04-02 | 2011-09-01 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-12-19 | 2011-09-01 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-08 | 2011-09-01 |
| Goldride Securities Limited 金旭證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-03 |
| Goldride Securities Limited 金旭證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lai Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.