Douglas Lap Tak Chan
陳立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Lap Tak Chan (陳立德), a licensed former licensee with CE reference ACS728. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 — Asset management | 2007-04-02 | 2019-02-15 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-12-19 | 2019-02-15 |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-09 | 2019-02-15 |