Kwai Cho Ng
吳貴初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Cho Ng (吳貴初), a licensed former licensee with CE reference ADB914. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 — Dealing in securities | 2021-03-29 | 2026-02-28 |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2021-03-29 | 2026-02-28 |
| Imagi Brokerage Limited | Rep | Type 1 — Dealing in securities | 2021-03-02 | 2021-03-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-31 | 2012-06-01 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-30 | 2015-01-31 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-27 | 2021-02-04 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-27 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-30 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-17 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-17 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-17 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-17 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-17 |