Walter Chang
陳華德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Chang (陳華德), a licensed Responsible Officer with CE reference ABT445. Currently licensed at 1 firm(s): ROCIM Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROCIM Limited | RO | Type 4 - Advising on securities | 2020-07-13 | present |
| ROCIM Limited | RO | Type 9 - Asset management | 2007-08-13 | present |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-14 | 2007-07-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-02 | 2007-07-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-21 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-21 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Walter Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kim Chi King Pao | ROCIM Limited | 2007–2025 |
| Leon Hak Kan Chik | ROCIM Limited | 2020–present |
| Susanna Shung Oi Lau | ROCIM Limited | 2007–2012 |
| Angela Man Ka Chun | ROCIM Limited | 2018–2020 |
| Yu Chuan Lee | ROCIM Limited | 2018–2020 |
| Qianying Wang | ROCIM Limited | 2019–2021 |
| Yifu Wang | ROCIM Limited | 2024 |