Dennis Wing Kit Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Wing Kit Chow (周榮傑), a licensed Responsible Officer with CE reference ABN739. Currently licensed at 2 firm(s): Upbest Securities Company Limited, Upbest Assets Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | 2012-06-22 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 - Asset management | 2012-06-22 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | 2012-06-06 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | 2012-06-06 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-12-16 | 2012-05-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-16 | 2012-05-31 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2009-05-22 | 2009-08-13 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 - Asset management | 2007-12-06 | 2008-10-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2007-04-23 | 2007-11-12 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2007-04-23 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-04-27 | 2006-10-15 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 - Asset management | 2006-04-27 | 2006-10-15 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 - Advising on securities | 2005-12-28 | 2006-08-18 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 9 - Asset management | 2005-12-28 | 2006-08-18 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-05 | 2005-12-28 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 - Asset management | 2005-10-05 | 2005-12-28 |
| Ethk Funds Limited | RO | Type 4 - Advising on securities | 2005-01-13 | 2005-09-02 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2005-01-13 | 2005-09-02 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Wing Kit Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.