Mark David Northwood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark David Northwood, a licensed former licensee with CE reference ABN710. This person has 13.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-17 | 2016-04-15 |
| FIL Investment Advisors | RO | Type 9 - Asset management | 2008-11-17 | 2016-04-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | 2008-11-17 | 2016-04-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-11-17 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-20 |
| FIL Investment Advisors | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-20 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | Pre-2003 | 2008-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark David Northwood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.