Stephen Yat Fai Ma
馬日暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yat Fai Ma (馬日暉), a licensed former licensee with CE reference ACJ313. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-30 | 2021-09-24 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-30 | 2021-09-24 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-02 | 2018-10-30 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-02 | 2018-10-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-27 | 2018-09-28 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-27 | 2018-09-28 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-01 | 2018-04-27 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-01 | 2018-04-27 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2016-11-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-12 | 2016-11-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-09-12 | 2016-11-09 |
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2015-12-08 | 2016-07-23 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2015-05-12 | 2016-07-23 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2015-05-12 | 2016-07-23 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2014-11-03 | 2015-05-12 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2014-11-03 | 2015-05-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | present | 2014-07-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2014-07-25 |
| FIL Investment Advisors | Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | present | 2014-07-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2014-07-25 |