Stephen Yat Fai Ma
馬日暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yat Fai Ma (馬日暉), a licensed former licensee with CE reference ACJ313. This person has 17.9 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-30 | 2021-09-24 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-30 | 2021-09-24 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-02 | 2018-10-30 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-02 | 2018-10-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-27 | 2018-09-28 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-04-27 | 2018-09-28 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-01 | 2018-04-27 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-02-01 | 2018-04-27 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2016-11-09 | 2017-11-15 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-12 | 2016-11-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-12 | 2016-11-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2016-09-12 | 2016-11-09 |
| Polen Capital HK Limited | RO | Type 1 - Dealing in securities | 2015-12-08 | 2016-07-23 |
| Polen Capital HK Limited | RO | Type 4 - Advising on securities | 2015-05-12 | 2016-07-23 |
| Polen Capital HK Limited | RO | Type 9 - Asset management | 2015-05-12 | 2016-07-23 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2014-11-03 | 2015-05-12 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2014-11-03 | 2015-05-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | Pre-2003 | 2014-07-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2014-07-25 |
| FIL Investment Advisors | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | Pre-2003 | 2014-07-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2014-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Yat Fai Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.