David Stuart Urquhart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Stuart Urquhart ( ), a licensed former licensee with CE reference ADQ869. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | present | 2014-06-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2014-06-22 |
| FIL Investment Advisors | Rep | Type 6 - Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | present | 2014-06-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2014-06-22 |