Joseph Chun Pong Tse
謝振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chun Pong Tse (謝振邦), a licensed former licensee with CE reference ABA097. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2013-04-09 | 2024-06-21 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-09 | 2024-06-21 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2013-04-09 | 2024-06-21 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-04-09 | 2024-06-21 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 4 — Advising on securities | 2012-09-03 | 2012-09-13 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2012-09-13 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-16 | 2012-09-03 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 9 — Asset management | 2012-07-16 | 2012-09-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | present | 2012-07-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-07-06 |
| FIL Investment Advisors | Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | present | 2012-07-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2012-07-06 |