Kin Wai Yung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Yung (容健偉), a licensed Responsible Officer with CE reference ABN176. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-28 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-06 | 2018-12-28 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-01-27 | 2022-06-30 |
| New Trend Futures Limited 創新期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-07-11 | 2011-12-31 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-07-11 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wai Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.