Sai Fong Doo
杜細芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Fong Doo (杜細芳), a licensed former licensee with CE reference AAY722. This person has 6.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-15 | 2014-05-15 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-03 | 2005-08-26 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-03 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Fong Doo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.