Ivy Lai Ha So
蘇麗霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Lai Ha So (蘇麗霞), a licensed Representative with CE reference AGV329. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-09-25 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |